Re: Departmental allocations

From: <acqnet-l_at_lists.ibiblio.org>
Date: Tue, 6 Apr 2010 16:10:22 -0400
To: <acqnet-l_at_lists.ibiblio.org>
I have a question for you, Jeff -- using the formula, were there
significant amount changes from year to year in any given department's
budget?  I've often wondered if the formulas really result in that since
I haven't had any experience with them.

 

Instead of a formula, I've been able to apply percentages equally to a
historical base amount for all the monograph funds and for all the
serials funds lumped.  I've done occasional specific rebalancing based
on the changes with courses being taught (i.e. someone retires and the
department chooses to no longer specialize in gerontology or whatever,
while another program expands its offerings).  If a department makes
major changes to their program, I figure the library should adjust in
sync.  If no major changes, no major swings in funding other than what
is happening in the economy of the institution at large.

 

If you have Chemistry Serials and Chemistry Monographs funds split, you
can still decrease either one to maintain or increase the other keeping
it department based if necessary, but you also have the ability to add
up all the serials funds and all the monographs funds to make changes
broadly along those lines too.

 

One significant reason to separate fund-tracking of serials and
monographs is the differing inflation factors to apply each year.  In
several libraries in which I've worked over the years, librarians and
faculty alike understood that the serials budget is really managed as
one pot of money, but that "attributing" titles to subject specific fund
codes facilitates accreditation reports and management reports for
faculty review of titles for perceived usefulness.  It can also help
Collection Development review the balance between
science/humanities/social science areas to have each title attributed to
an area if not to a subject-specific code.

 

You might be interested in a presentation I heard at the 2007 Charleston
Conference, by Gayle Chan of Hong Kong University Library, about major
across the board changes with a focus on cost/benefit (pricing and
usage) plus function.  They set all funds back to 95% of the previous
year's amounts and faculty or librarians submitted forms to justify why
they needed more and then increases were applied based on justified
need.  Hopefully this is in the conference proceedings publication if
you want to know more.

 

 

Thanks,

Lauren 

 

--

Lauren Corbett

Director of Resource Services

Z. Smith Reynolds Library

Wake Forest University

Winston-Salem, NC

Ph: 336-758-6136

Fax: 336-758-4652

 

 

 

 

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Subject: Re: [ACQNET-L] Departmental allocations

 

 

We've also used a formula for allocating departmental book budget

allocations for nearly three decades.  (Serials have never been included

in this process here.)  The understanding has been that faculty requests

would be processed automatically within the limitations of these

department budgets.  Faculty participation has always been sporadic and

uneven although this system has given them a sense of ownership over the

budget.  I'm thinking of making a drastic change next year by replacing

allocations with an invitation for faculty to submit whatever (book and

media) requests they need to support their teaching and research.  I
still

plan to determine and track allocation amounts in order to provide

internal guidance.  My guess is that we will be able to fund all the

faculty requests and regain some flexibility and control over the

materials budget.  What do you think??

 

 

> My library has for years had departmental allocations that are
apportioned

> according to a formula.  Each departmental fund is meant to cover both

> monographs and serials, with the resulting problems for many
departments

> (especially in the sciences) of maxing out their budgets almost every
year

> because of journal inflation and thereby having to cut titles.

> Departments have a great deal of input into what journals we keep.
I'm

> interested in moving to a different model where all serials are on one

> fund, and cancellations are based more on usage.

> 

> However, since our formula is based partially on average cost of a
serial

> in a given discipline and size of the literature in that field, this
would

> necessitate changing our formula to reflect something similar for

> monographs.  Average cost of monographs in different disciplines seems

> easy enough to find; but I'm wondering how to capture the "size of the

> literature" part.  It seems that a more important factor for
monographs is

> the relative importance of monographs to the discipline, but I doubt

> whether that is quantifiable.

> 

> Has anyone else developed the sort of formula I'm talking about here,
or

> can otherwise direct me in pulling this together?  I'm still a novice

> collection development librarian and am possibly overthinking all
this.

> Any advice is welcome.

> 

> Thanks,

> 

> Jeff Purdue

> Collection Development Librarian

> Western Washington University

> 516 High Street

> Bellingham, WA 98225-9103

> Jeff.Purdue_at_wwu.edu

> (360) 650-7750

> (360) 650-3954 (fax)

> 

> _______________________________________________

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> 

 

 

___________________________________________________

Kitty J. Simmons

Library Director          Telephone: 951-785-2515

La Sierra University      Telephone: 951-785-2402

Riverside, CA  92515          Fax: 951-785-2445

            E-Mail:ksimmons_at_lasierra.edu

http://www.lasierra.edu/library/  Meet me at the Library!

 

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