Walbank, 'Ritual, Finance, Politics. Athenian Democratic Accounts Presented to David Lewis', Bryn Mawr Classical Review 9506
URL = http://hegel.lib.ncsu.edu/stacks/serials/bmcr/bmcr-9506-walbank-ritual
@@@@95.6.11, Osborne/Hornblower, edd., Ritual, Finance, Politics
Robin Osborne and Simon Hornblower (edd.), Ritual, Finance,
Politics. Athenian Democratic Accounts Presented to David
Lewis. Oxford: Clarendon Press, 1994. Pp. 408. Figs. 29.
$72.00. ISBN 0-19-814992-1.
Reviewed by Michael B. Walbank, Greek, Latin & Ancient History
-- University of Calgary
This book is a collection of 22 papers presented at a
conference held in Oxford in July 1993 to celebrate the 65th
birthday of David Lewis, Professor of Ancient History at the
University of Oxford, and, at the same time, the 2,500th
anniversary of the birth of "democracy". David Lewis contracted
cancer soon after after this conference and died on July 12,
1994. Thus, this volume becomes a memorial to a great scholar,
although it was not planned to be such.
In the Introduction, R. Osborne, Ritual, Finance,
Politics: An Account of Athenian Democracy (1-24), defines
"ritual" in the broadest sense, as "practices differentiated
typically by their formalized pattern and/or regularized
periodicity" (1). [As such, then his definition covers both
civic and religious activity and habits of thought and action.
One might add that it underlies the formulae that make up so much
of Athenian public documents, as do the formulaic expressions and
phrases of Greek epic. I should say, indeed, that this reliance
upon formulae and rituals is a basic feature of Greek, not merely
Athenian life.] O. uses as his example the decree IG ii2
1165 in which the Erechtheid Antisthenes was honoured for his
services to his phyle as an expounder and deviser of
rituals, by which the economic and religious affairs of the
phyle might be more efficiently governed (1-4). These
rituals then became regular practices, taken for granted. In
just the same way Athenian civic life, at all levels, was
governed by such rituals. "By regular participation in all these
ritual activities the social body became imperceptibly schooled
in the pleasures of acting in accordance with schemes whose
assumptions it might never consciously articulate" (5). "To
break down democracy demanded the breaking down of its rituals"
(9). To a greater or lesser extent, the remaining papers in this
volume explore this theme: they are grouped, somewhat
arbitrarily, under the headings Politics (25-200), Finance
(201-268), and Ritual (269-384); in the second part of his
Introduction, O. summarizes each paper and interleaves with them
the contributions made throughout his career by David Lewis
(10-24). I shall not repeat what O. says, but pick out and group
under different categories than his what seem to me to be the
most valuable papers and the most useful points made by their
authors.
Several papers are concerned with the practice of Athenian
democracy and modern perceptions of its nature. For instance, E.
Ruschenbusch, Europe and Democracy (189-200), points out
that most of the 750 or so Greek poleis were very small,
and in these democracy "just failed to be put into practice under
normal circumstances" (190). Athens was far larger, perhaps
60,000 male citizens in the fifth and 21,000 in the fourth
century, ruled by what was, in effect, an "oligarchy" of those
who lived in or close to the City. Thus, depopulation, coupled
with the need to maintain quora in the courts and the Assembly,
led to payment for attendance on juries and in the Assembly: this
was not democratic but practical (191). This option, not
feasible in most other Greek states, was made possible only by
the revenues from the silver-mines. M.H. Hansen, The 2500th
Anniversary of Cleisthenes' Reforms and the Tradition of Athenian
Democracy (25-38), identifies the influence of Plutarch upon
the traditions surrounding the birth of Athenian democracy. Had
Plutarch written a "Life of Cleisthenes", he suggests, coupled,
perhaps, with one of Servius Tullius, we might have a clearer
view of Cleisthenes' role. These reforms included the
introduction of voting-procedures, which N. Spivey,
Psephological Heroes (39-52), suggests must be the
real-life context for a group of Attic vases dated 490-470 that
depict epic heroes engaging in some sort of voting procedure,
probably the posthumous assignment of Achilles' armour. Another
reform attributed to Cleisthenes was ostracism: P.J. Rhodes,
The Ostracism of Hyperbolus (85-98), examines the last
recorded example of this procedure and dates Hyperbolus' exile to
415 BC (91), which coincides with the first dated use of the
graphe paranomon, which seems to become regarded as a more
reliable means than ostracism of getting rid of problem
politicians (96). Election and sortition applied not only to
civic offices in democratic Athens, but also to religious
offices. This theme is examined by S.B. Aleshire, The Demos
and the Priests: The Selection of Sacred Officials at Athens from
Cleisthenes to Augustus (325-338). She asks how priests and
priestesses were selected, by sortition, by election, or by
inheritance? She demonstrates that democratic priesthoods were
never elective [something of an irony in a so-called
"democracy"?], but that an earlier system of election for
gentilician priesthoods, such as those of the Eumolpidai, Kerykes
and Eteoboutadai, appears to have been replaced from the early
5th century by some kind of selective sortition. This system of
sortition from a restricted field of candidates was replaced
again ca 21 BC by direct election (325-335).
The laws that governed Athens are the theme of another group
of papers: R. Thomas, Law and the Lawgiver in the Athenian
Democracy (119-134), discusses the fourth-century feeling
that "Solon's" laws were simple, few and effective; behind this
view was "a sense of unease and nostalgia". There was, perhaps,
at this time a reversion to the archaic legal system, exemplified
in the creation of new laws after the rationalism of the later
fifth century, which had led to questioning and interpreting of
the system (133). [Compare this view and that of Osborne, above,
on "ritual" law.] Constitutional law was a concern of the
rhetores of the fourth century, an outstanding example of
whom was Aeschines: his career is discussed by R. Lane Fox,
Aeschines and Athenian Democracy (135-156), who describes
him as a self-made man and upwardly mobile, from a family that
was equally mobile socially and politically. "Manifestly, he was
part of a central political group with its own view of Philip"
(142). He was not a "vigilant constitutionalist, but a rhetor
through-and-through" (154). In one respect, however, he was
ahead of his time, in spotting the tendency to by-pass the Demos
by means of "a private epistolary network" to deal with the King
and his successors (155). By contrast, G. Herman looks at civil
and criminal law, How Violent was Athenian Society?
(99-118), showing that Athens, in fact, was a remarkably peaceful
society (101), in which arms were not normally carried
(105). The surviving forensic speeches, while motivated by the
self-interest of the speakers, were based on what the jurors
wanted to hear: their theme was non-violent response to violent
provocation, where recourse was had to the law rather than to
personal vendetta and revenge (108-109). [This cannot be
emphasized too much.]
Literacy and numeracy engage the interest of several
authors, who, however, differ in their perception of the extent
to which Athenians could read, write and figure. For instance,
C.W. Hedrick, Jr., Writing, Reading, and Democracy
(157-174), claims that the formula of democratic disclosure (161)
in Athenian public inscriptions does not necessarily imply a
broad literacy (163). Why then, he asks, were there so many state
inscriptions? He implies (173) that all public texts were
mnemonic devices, not meant to be read fluently, but kept in
monumental form until the establishment of the Metroon archive.
[If so, I wonder why so many decrees emphasise the fact of
publication? Does this not mean that many others were not to be
inscribed on stone or bronze?] Were many Athenians numerate and
to what extent? L. Kallet-Marx, Money Talks: Rhetor, Demos,
and the Resources of the Athenian Empire (227-252), asks how
much did the average citizen know of public finance at Athens?
(228). Few magistracies were financial, and these were filled
only from the highest census-group (229); even minor magistracies
were probably not open to the lowest group, the thetes
(229). Bouleutai acquired a "good, general impression of
the fiscal management of polis and empire" (229-230), but,
even so, this knowledge didn't amount to much. Who read the
inscriptions? The information given by them was limited (231);
"the sheer abundance of publicly accessible information may have
impeded knowledge and understanding about the city's finances"
(232). It was thus the function of the rhetores to inform
the Assembly (232), as experts and as teachers (233). Athenians
were "conditioned" by the rhetores to think of the
expenditure of money as the basis for Athens' strength and
power (240), but this was a novel idea in the fifth century, when
other states thought of men as the basis of power, and it
needed to be taught (242). This process began with Themistocles
(244). This theme similarly concerns J. Davies, Accounts and
Accountability in Classical Athens (201-212), who also begins
with a question: who decided what was to be recorded and why?
To speak of "a system" is "probably a misnomer" (205): there was
multiplication of offices and fragmentation of responsibilities
(204), and primary records were kept in other media than stone,
such as whitened boards (205-207). The activities of the
poletai had little to do with public accountability, far
more to do with affirming the principles on which the Athenian
public administration was based (211): their inscriptions were
archives that were not actually consulted (212). For instance,
the confiscations of 414 and 402/1 were "symbolic" as much as
practical (210).
Several authors are interested in the interplay of political
and religious life. Three of these papers stand out: M.H.
Jameson, The Ritual of the Athena Nike Parapet (307-324),
analyzes the iconography of religion in democratic Athens. He
looks at familiar material with new eyes, to ask what is really
depicted in the Nike Parapet sculptures. The subject is not a
sacrificial feast, but an entirely non-mortal occasion, each face
of the composition "a sea of trophies and victories", the victim
the central point, and, "on the most conspicuous west face", "the
act of killing the victim" (313). The victims are cattle: one is
lost, one indeterminate, but the third is certainly male; thus,
they are not sacrifices for Athena, whose victims were
always female (315-316). The answer lies on the west face, where
a Victory slits the throat of the victim: this is the regular act
of sacrifice that was "performed on the battlefield before any
engagement could occur" (317). The presence on each panel of
trophies indicates that time has been "compressed": "Victory is
sought through sacrifice, and victory has been won". Thus, "the
message is blunt, even brutal: Victory and Athena guarantee the
success of the Athenian people, committed to battle" (318). J.
suggests that the context is the outset of the Sicilian
Expedition, and that the composition displays "the same reckless
confidence and loss of a realistic sense of what they could
achieve that lured the Athenians to Sicily and into refusing
terms of peace when they held the advantage" (319).
Festivals, in particular the great national festivals of the
Dionysia and the Panathenaia, provided the ritual framework that
brought together every aspect of City life. But, in practice,
how much were women, children, slaves and foreigners women
involved? Perhaps not as much as has been thought: for instance,
in a provocative discussion S. Goldhill, Representing
Democracy: Women at the Great Dionysia (347-370), shows that
the texts that bear upon women's presence in the Theatre during
the Great Dionysia are all ambiguous and ultimately inconclusive
(351). Why is there no direct attestation? The topography of the
Acropolis and the Agora emphasized "the exercise of citizenship
where both to act before an audience and to participate in an
audience are defining characteristics of democratic obligations"
(353). Despite the involvement of women in the Panathenaic
frieze, there is no evidence that all Athenian women
participated in the Panathenaia, at least not in all
aspects of the festival (355-357); nor did women ever participate
personally in the lawcourts, even as witnesses, except in the
case of prostitutes. Similarly, the Assembly was all-male
(357-360). Were the Dionysia more like the Assembly and courts or
more like the Panathenaia in this respect? Both Panathenaia and
Dionysia were multi-day festivals; thus, it is not necessary to
assume that women, even if they were involved in one day's
events, were involved every day (362); likewise, other Dionysiac
festivals. "As opposed to the pompe, there is no evident
ritual role for the women in the theatre" (363). There is no
good evidence for women's presence in the theatre, whether in
separate seating or in special capacity: theatre seating
reflected political categories, and there was no place for women
in politics (365-367); the theatre was "a civic space" and the
Great Dionysia, as representative of democracy, needed "to be
seen in comparison with the other great institutions and spaces
for citizens in Athens" (369). The route, form and ritual of the
City Dionysia are examined by C. Sourvinou-Inwood, Something
to do with Athens: Tragedy and Ritual (269-290), in an
admittedly highly speculative, but fascinating, paper. The
festival involved preliminary transport of the statue of Dionysos
from the Sanctuary of Dionysos Eleuthereus to the Academy, and
thence back to the Theatre; then a procession to the Sanctuary,
sacrifices, and dramatic contests (270-273); S.-I. sees the
ceremonies, not as an "annexation ritual", but as re-enactment of
the first introduction of the cult of Dionysos in Athens and the
resistance that initially arose to this (274). She sees four
stages to the development of this ritual, from earliest times to
the Roman era (275-288, summarized, 287-288). In all, the
central element remained the xenismos (the rite of
entertainment of the "foreigner"), not the sacrifice or the
performances (288). Early performances may have had as their
subject matter the initial resistance to and subsequent welcoming
of the God (289).
Finally there is the question of Athenian religious
practices beyond the borders of Attica: R. Parker, Athenian
Religion Abroad (339-346), shows that the differences between
Athenian and other Greek colonies arise from "the peculiar nature
of Athenian colonies", namely cleruchies. One aspect of
religious life in these colonies is contact maintained with cults
at Athens (341); another is the honour given to local Greek, but
pre-Attic, cults (342-343). An apparent exception is the colony
on Lemnos, where, by contrast with other Athenian colonies, the
local, pre-Attic cults were also non-Greek ("Pelasgian");
nevertheless, these non-Greek cults were adopted by the
colonists: "What Demeter and Kore were to the Athenians of
Athens, that it seems the Great Gods were to the Athenians of
Lemnos and Imbros" (344). Similarly, Lemnian Artemis, Imbrian
Hermes, and the Imbrian god Orthanes and Lemnian Hephaestus were
adopted by the colonists (345-346). There were other ways in
which Athenian religion ventured beyond the borders of Attica,
and not only after the time of Cleisthenes: A. Schachter, The
Politics of Dedication: Two Athenian Dedications at the Sanctuary
of Apollo Ptoieus in Boeotia (291-306), looks at two
sixth-century Athenian dedications in Boetia that have hitherto
been regarded as political, rather than religious; he describes
the Ptoion Sanctuary as a "limitary" one, thus likely to have
been treated as neutral territory, as Delphi was (295); noting
that dedications of kouroi at Ptoion were at a high peak
in the period 550-530, a pattern not repeated at other
sanctuaries elsewhere in Boiotia, he suggests that the Ptoion
Sanctuary may have substituted for the Apollo Sanctuary at Delphi
during this time, when the second Temple of Apollo had just been
destroyed; thus, Alcmeonides' dedication (IG i3 1469,
ca 550-530) was probably not a political, but a religious,
statement (299). By contrast, Hipparchus' dedication (IG
i3 1470, placed by its script ca 520) was likely to have
been politically motivated, occurring as it did at a time when
Athenian relations with Thebes and the Boiotoi had not yet been
soured by the defection of Plataea from the Boiotoi in 519
(303-304).
From these papers we see what sometimes has been wilfully
overlooked in our modern enthusiasm for "Athenian democracy". We
should note Ruschenbusch's comment that in Europe, from the birth
of Christ to the 19th century, democracy, as it had been
practiced in Athens, was generally not understood; what passed
for democracy was, in fact, representative democracy (194), in
whose development "the example of Greek democracy played no role
whatsoever", except as a label (196); we should note, too,
Hansen's observation that Cleisthenes and his democracy were
actually the discovery of the 19th century historian George Grote
(37). Athenian democracy was limited to male citizens, in
practice, to those who lived in or close to the City, or who were
wealthy enough to be able to live away from home; limited also to
those who understood its workings, its rituals, and its finances;
this type of democracy was extended abroad to Athenian colonies,
whose citizens practiced the same rituals and maintained the same
exclusions as their fellows in the City; its religious, legal,
and civic practices tightly bound together. From the "cradle of
democracy", in fact, were excluded all females, half its adult
population, and all its minors, not to mention slaves and all but
the most favoured foreigners. "Democracy" it decidedly was
not.[[1]]
NOTES
[[1]] The book ends with a comprehensive Index, compiled
by S. Hornblower (385-408). I have not discussed the following
papers: R.B. Rutherford (Learning from History: Categories and
Case-Histories, 53-68); C. Carey (Comic Ridicule and
Democracy, 69-84); A. Matthaiou (Two New Attic
Inscriptions, 175-188); D. Harris (Freedom of Information
and Accountability: The Inventory Lists of the Parthenon,
213-226); M. Langdon (Public Auctions in Ancient Athens,
253-268); and M. Golden (Children's Rights, Children's Speech,
and the Agamemnon, 371-384).