Frankfurter, 'Greek Magical Amulets: The Inscribed Gold, Silver, Copper, and Bronze Lamellae', Bryn Mawr Classical Review 9504
URL = http://hegel.lib.ncsu.edu/stacks/serials/bmcr/bmcr-9504-frankfurter-greek
@@@@95.4.12, Kotansky, Greek Magical Amulets
Roy Kotansky, Greek Magical Amulets: The Inscribed Gold,
Silver, Copper, and Bronze Lamellae. Part I: Published Texts of
Known Provenance. Papyrologica Coloniensia 22/1. Opladen:
Westdeutscher Verlag, 1994. Pp. 446 + xxviii. DM 128/SFr 128.
ISBN 3-531-09936-1.
Reviewed by David Frankfurter -- The Institute for Advanced Study
and The College of Charleston
frankd@math.ias.edu
Roy Kotansky's precious volume of amulets from the late
antique Mediterranean world has been long awaited, especially if
one has followed his steady stream of publications releasing
notable pieces from various collections. As vital documentation
for popular or quotidian piety in the late antique world the
volume takes its place among the increasing publications of
"magical" texts in English, including Hans Dieter Betz's edition
of Greek Magical Papyri in Translation, including the Demotic
Texts (Chicago 1986), which expands the corpus originally
collected in Preisendanz's Papyri graecae magicae; Gager's
selection of Curse Tablets and Binding Spells (New York
1992) from Audollent and more recent publications; and Meyer and
Smith's edition of "Coptic Texts of Ritual Power," Ancient
Christian Magic (San Francisco 1994). After generations of
vague speculation on Jewish elements in such texts scholars can
now make use of the exemplary editions of Jewish manuals,
amulets, and "magic bowls" edited by Naveh and Shaked (Jerusalem
1985, 1993), Schiffman and Swartz (Sheffield 1992, with a
particularly good introduction), and now Schaefer and Shaked
(Tuebingen 1994- ). Kotansky himself has been actively involved
in these latter publishing endeavors, and his facility in moving
among numerous corpora, languages, and traditions is quite
evident in this volume.
Many of the new texts in the Betz volume are now collected
in critical editions by Daniel and Maltomini in Supplementum
Magicum I-II (Opladen 1990-92), Kotansky's predecessor in the
series P.Col. The series has now distinguished itself as
the major publisher of critical editions of new texts in the
field pioneered by Audollent and Preisendanz; and the format,
which includes for each text an accurate drawing of the original,
in most cases a photograph, a list of previous literature,
commentary, and close attention to archaeological provenance and
present state, improves on all those points where A. and P.'s
anthologies were lacking. Indices of Greek and Latin words,
sacred names, and voces magicae have immense value for
tracing divinities and incantation-forms among the various
corpora. The series allows for considerably less introductory
analysis than can be found in Betz, Gager, Naveh/Shaked,
Schiffman/Swartz, Meyer/Smith, and the older though equally
important works on gems by Campbell Bonner and Delatte/Derchain.
But in presenting the original materials in such clear format
these volumes impel thinking about any number of issues
concerning the use of amulets and spells in late antiquity.
Most of the "magical" texts that have been published consist
of grimoires, handbooks for the preparation of rites and
efficacious materials like amulets, or of "master-"spells that
leave open the names of clients or victims by whose inclusion the
spell would be customized. Now, like Gager, Kotansky has
collected the amulets themselves, just as the grimoires
instruct them to be prepared: inscribed on lamellae of
diverse metals, often customized for particular clients, and
fitted into a tube to be worn around the neck. Many of these
amulets were found in precisely these "working" circumstances--
some even around the neck of a corpse.
Kotansky presents this volume as containing "Published Texts
of Known Provenance". Some specimens have received recent
treatment in other forums (including in the Supplementum
Magicum), others have considerable publication histories,
like #32, the "Phylactery of Moses," or #13, the Antaura migraine
spell made famous by A. A. Barb. But Kotansky appropriately sees
fit to collect them anew to show the scope of the amulet genre in
the ancient world. In this case the "Known Provenances" become
one of the more interesting facets of the volume, as Kotansky's
specimens reflect the complex Greco-Roman cultures that had
settled, negotiated misfortunes, and entombed their departed
loved ones throughout Europe and the Near East. One encounters a
Jewish amulet from Wales, an Egyptian divine name from York,
England, and an invocation of Romulus from Hungary--hardly
surprising, to be sure, from an historical perspective but
nevertheless intriguing in the context of this collection.
The relative dating of these amulets, which mostly span the
same second-to-fourth-century period observed for other magical
texts, is derived most certainly from archaeological context when
this is available (many amulets were found in situ in
tombs, grave-sites, or houses), less certainly from paleography.
The imprecision of letter-forms for rendering certain dates for
specimens explains the many vague dates among the entries. Given
that Kotansky often relies on the paleographical speculations of
previous editors it might have been useful to justify this method
of dating as it applies to the inscribing of lamellae of
diverse metals.
Kotansky's texts reveal a host of different functions,
contexts in which amulets contributed to the negotiation of
quotidian affairs in the ancient world. Among amulets to
safeguard health appear those for migraine (#13), for eyesight
(#53), and for gynecological disorders (#51). Two amulets seem
to have been commissioned to aid in judicial enterprises (##7,
36). At least two protected homes and property from threats
meteorological, human, and supernatural (##11, 41; cf. 61). Two
were found in sanctuaries filled with votive dedications and seem
to have functioned thus as offerings or votives of some sort
(although the actual texts provide no clarity in this regard:
##44, 64). The largest number of amulets, of course, were meant
to protect the wearer from various identifiable and inchoate
threats--"every spirit and sicknesses," as one specimen
from the Crimea puts it (#66; cf. 38-39, 45, 24-25, 46, 52, 65).
But the specific circumstances of the amulets' commission or
manufacture--as the texts imply them--apparently did not exhaust
the powers that their owners attributed to them. Many of these
amulets followed their wearers into the tomb or the cremation jar
still bound in their tubes around the neck. And while Kotansky
includes several amulets that were designated explicitly for
protection in the next world (##15, 23, 27), there is little
relationship between the text of #36, which repels lawsuits, or
of #41, which protects a home, and their presence on (or with)
entombed corpses. One should conclude that amulets that had been
commissioned for specific purposes (or most-feared dangers) came
to represent for their wearers a multivalent protection, a
sine qua non for every activity in life. And in the face
of the liminal dangers of the afterlife passage (aptly discussed
in connection with #27) this same amulet that had come to protect
all aspects of life would now be considered crucial in death, the
apotropaic token of the soul. The same "magic," that is, would
function throughout the life of the individual and across into
death, as an extension of that individual.
The amulets reveal something of the social, ritual, and
mechanical circumstances in which they were commissioned and
prepared. One inevitably confronts the questions, Were they the
products of professional "magicians," shopkeepers,
family-members, the owners, or minor literati? Was the
preparation, inscription, or donning of the amulet conceived or
enacted as a ritual act or in a purely perfunctory manner?
The use of legal phraseology in #58 may militate against the
notion that freelance "magicians" were the singular purveyors of
lamellae. In this case the craftsman might be "a
court-clerk who had access to magical books containing
formularies." From this cogent proposition it is no large step
to correct the entire, rather literary notion of the local
wizard. For there was indeed a broad class of minor literati in
the late antique and byzantine worlds who were capable of
inscribing amulets and earning a solid additional income in this
craft.
A typical spell-instruction (such as we find in the Greek,
Coptic, or Hebrew magical papyri) includes a stated purpose
(often with an authoritative pedigree to guarantee the spell),
the ingredients, a time and place for performance, accompanying
gestures, and the incantation itself, to which one adds the name
of ritualist, client, victim, or other relevant individual at the
indicated points. Instructions for amulet-preparation may be
much more abbreviated than those for invoking otherworldly
spirits, but the implications of a "ritual" context in such texts
inspires the question whether these amulets too corresponded to
the admonitions of lost grimoires. The most famous
example of this correspondence between ritual instructions and
materials is the Louvre "magical ensemble," whose inscribed lead
defixio and accompanying female figurine, punctured with
nails, adhere closely to instructions in a fourth-century Theban
grimoire for accomplishing an erotic binding ritual (PGM
IV.296-435; cf. Martinez, P.Mich. XVI. A Greek Love Charm
from Egypt [Atlanta 1991]).
But far from requiring an inevitably verbatim
transcription of authoritative words, as many scholars assume,
amulets are the functional interpretations of master-texts
and grimoires. Some amulets seem to take and "freeze" a
text meant rather for oral performance--an exorcistic adjuration
(##35, 67-68), a litany of angelic powers (#52)--so as to
function either as a concrete form of the efficacious utterance
or, as Kotansky has himself argued in a separate essay, as a
perpetual recitation of an initial logos or epoide
("Incantations and Prayers for Salvation on Inscribed Greek
Amulets," in Faraone & Obbink, eds., Magika Hiera [New
York 1991]). Three Christian exorcistic amulets (##35, 67-68)
were quite likely prepared to seal the priest's oral rite with
the concrete representation of his speech.
One can detect the existence of some kind of textual
"masters," whether grimoires, looseleaf scraps, or some
other kind of literary authority, behind many of these amulets.
A long angelic invocation found in Lebanon (#52) "shows all the
earmarks of a well-circulated and widely documented tractate that
seemingly had an independent existence long before it found
particular expression in the Beirut spell." Amulets ##30 and 62
both closely resemble specific instructions in the Greek magical
papyri, while ##32, 35, and 51 all preserve--in the text of the
amulet--rubrics, pedigrees, or other features proper to the
instructions in manuals. Amulet #51, for example,
preserves ipsa . . . ipsa where the client's name should
have been inscribed. This retention of ritual instructions can
often reflect mere carelessness on the part of the craftsperson.
But in such cases as the long "Moses" spell in #32 it points to
that quintessential tendency in religions to sacralize everything
lying in proximity to sacred things: not only the efficacious
words but the words that introduce them.
The manufacture of metal amulets involves their careful
inscription and insertion into a metal tube to be worn around the
neck. Kotansky discovered that the craftsmen would roll up the
lamellae before inscribing them, to produce grid-lines
that facilitated the orderly writing of text (cf. ##18, 32-33).
The use of tubes for inscribed amulets must itself derive from
Jewish and Egyptian traditions: wooden tubes for the apotropaic
"decrees" of gods have been found in Late Period Egypt and both
tefillin and mezuzot--select portions of holy
scripture encased for ritual or protective purposes--seem to have
been a staple of piety at Qumran by the early Roman period. But
the tradition took on new aspects as it spread through the wider
Roman world, and the precious metals that served as the amulets'
media were probably imbued with their own special power: one
capsule found in the Crimea contained both a silver and a gold
lamella (##65-66).
In their broad geographical representation the amulets offer
access into the ways familiar Greco-Roman deities functioned in
the quotidian domain, access that is at least as direct as
inscriptions afford. Aphrodite grants favor and success along
with love through wearing her secret names in a second-century CE
specimen from Thessalonika (#40). The goddess Hygeia is invoked
to repel illness-demons (#66); while a Jewish amulet from
third/fourth-century Sicily specifies Artemis as the chief local
danger, to be repelled with angels' names (#33). A fertility
amulet from third/fourth-century Nubia invokes Osiris, Horus,
Anubis, and especially "Isis, queen of Denderah" according to
ancient Egyptian historiolae, an indication of the
vitality of the old priestly tradition in this time and place
(#61).
Amulets from Jewish tradition show the particular influence
of angel-names as a standard of apotropaic power. The names
appear inevitably in lists, which are sometimes quite extensive
and may point to a lively circulation of texts behind them. While
some lists are too brief and typical to assume a literary source
(the four archangels in #26, cf. #64), the complexity of ##33 and
41 suggests a dependence upon angelological formularies
circulating in some form among the craftsmen (who may in this
case be rabbis). Through marshalling lists that parallel a long
invocation of angels of the cosmos (#52) Kotansky shows the
manufacturer's certain dependence upon a widely-circulating
hierarchy. The proximity of the seven archangels in #48 to those
of the ancient Jewish apocalypse the Book of the Watchers
also makes a literary relationship quite certain. This important
text, part of the apocryphal 1 Enoch corpus, was known
throughout ancient Judaism and Christianity (notably to the
author of Jude in the New Testament). The date of this amulet in
the first century BCE would make it (or its source) important
evidence of the early circulation of the Enoch tradition.
It is quite difficult to gauge actual belief-systems,
convictions, or religious "affiliation" from the invocations in
amulets, a useful corrective against those who would too easily
draw facile religious distinctions in assessing late antique
piety. The invocation of angels, for example, hardly
distinguishes Jews, as the Greek-Hebrew specimen #56
demonstrates: the text refers only to God's creative word as a
healer of fever and pain. The long invocation of cosmic angels
in #52 has appended to it a brief plea to "One God and his
Christ"; whether an afterthought or a customization this appendix
is certainly proof that a Christian client depended upon a
"magic" that was essentially Jewish.
Amulets such as ##35, 45, and 53 are clearly Christian, but
their direct invocations of Christ and allied powers contrasts
with a perhaps more typical form of Christian amulet, the gospel
incipit, psalm, or scripture-passage written on papyrus,
leather, or wood and worn as a phylakterion. In a 1987
study E. A. Judge showed that most published Greek fragments of
Jewish and Christian scripture may actually have served
talismanic functions ("The Magical Use of Scripture in the
Papyri," Perspectives on Language and Text [Winona Lake,
IN]). Turned around, this observation suggested that a, if not
the, primary appeal of Christianity in antiquity was its mastery
of magical scripture. But at some point, in some regions, the
"scriptural" element of Christian amulet tradition gave place to
a mythological element: the pantheon of Christian powers. The
Christian lamellae reveal a culture in which the figure of
Christ and not the sacred text was the all-purpose power (cf. the
vineyard-fertility tablets published by Jordan, GRBS 25
[1984]:297-302).
Kotansky has succeeded masterfully in assembling this
invaluable resource for late antique religious life. His
commentaries include penetrating name- and word-derivations,
especially important for discerning the pervasive Egyptian and
Hebraic legacy in spells. His achievements in demonstrating
specific sources and literary contexts include not only the
angelic lists but the systematic deployment of specific biblical
passages, in one case drawn specifically from the Aquila
translation (#32; cf. 56). Kotansky's volume makes a necessary
addition to the growing corpus of ancient magical texts and a
heady standard for future contributions to it.